Compliance automation matched to the regulatory scenario your team is actually facing.
Reg D and Reg A+ offerings trigger different state obligations, different investor classes, and different secondary-market restrictions. Bluprynt covers each scenario specifically, not generically.
Reg D 506(b) and 506(c): Accredited investor restriction tracking across states.
Reg D private placements require state notice filings and impose transfer restrictions that differ by jurisdiction. Tracking which investors are subject to which resale restrictions, and for how long, is time-intensive work that compliance teams cannot afford to get wrong.
Bluprynt generates the state notice filings, maps transfer restriction periods to each investor based on their state of residence, and monitors changes to exemption rules that might affect your current investors.
- State notice filing drafts for all 50 jurisdictions with active investors
- 12-month and 6-month holding period restriction tracking per investor
- 506(c) verification documentation checklist generation
- Form D amendment drafts when offering terms change
- Alert when state exemption rule changes affect your existing investors
Reg A+ Tier 1 and Tier 2: State qualification requirements and ongoing disclosure obligations.
Reg A+ offerings face different compliance obligations than Reg D. Tier 1 requires state coordination in every state where you offer securities. Tier 2 preempts most state review but still requires notification filings in many jurisdictions.
Bluprynt maps your Tier 1 or Tier 2 offering against state-level requirements, identifies states where pre-qualification review is required before you can accept investor subscriptions, and drafts the Tier 2 notice filings where applicable.
- Tier 1 state coordination: identifies qualification requirements per state
- Tier 2 notice filing drafts for all states requiring notification
- Investor suitability disclosure statements for Tier 1 and Tier 2
- Ongoing annual and semi-annual report disclosure drafting support
- Blue sky monitoring for Tier 2 offerings with broad investor bases
Secondary-transfer blue-sky compliance: resale restriction monitoring for token holders.
When tokenized security holders attempt secondary transfers, the resale must comply with federal and state resale restrictions. Token issuers and transfer agents need to verify that a proposed transfer is permissible before it is processed.
Bluprynt maps each token holder's restriction status, monitors holding period expiration across your entire investor list, and flags proposed transfers that would violate applicable state restrictions before you allow them through your smart contract or transfer agent system.
- Per-investor restriction status dashboard updated in real time
- Holding period expiration calendar and renewal alert queue
- Pre-transfer restriction check API for integration with transfer agent systems
- Blue sky resale exemption analysis per proposed transfer jurisdiction
- Audit trail logging for every transfer compliance check performed
Which regulatory scenario are you working through?
Request access and connect your first offering. Bluprynt identifies which scenario applies and generates the relevant disclosures and monitoring setup.